Investment Industry Regulatory Organization of Canada

Results: 695



#Item
221Investment Industry Regulatory Organization of Canada / Financial economics / Financial system / Business / Self-regulatory organizations / Securities / Financial regulation

Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact:

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Source URL: www.iiroc.ca

Language: English - Date: 2014-11-11 15:06:02
222Text messaging / Twitter / Websites / Technology / Investment Industry Regulatory Organization of Canada / World Wide Web / Real-time web / Social media

Twitter Terms of Use Content and frequency IIROC uses Twitter for informational purposes, as one way to communicate with our stakeholders about regulatory initiatives and as an complementary method of sharing the conten

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Source URL: www.iiroc.ca

Language: English - Date: 2014-09-17 13:48:42
223Investment Industry Regulatory Organization of Canada / Financial economics / Financial system / Business / Self-regulatory organizations / Securities / Financial regulation

For further information, please contact: Lucy Becker Vice President, Public Affairs[removed]removed]

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Source URL: www.iiroc.ca

Language: English - Date: 2014-09-10 11:31:04
224Investment Industry Regulatory Organization of Canada / Financial economics / Financial system / Business / Self-regulatory organizations / Securities / Financial regulation

Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact: Elsa Renzella

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Source URL: www.iiroc.ca

Language: English - Date: 2014-11-14 15:06:05
225Financial markets / Stock market / Financial regulation / Mathematical finance / High-frequency trading / Day trading / Histogram / Short / Investment Industry Regulatory Organization of Canada / Financial economics / Finance / Investment

Guidance Respecting the Expansion of Single-Stock Circuit Breakers

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Source URL: www.iiroc.ca

Language: English - Date: 2014-09-12 15:46:04
226Securities / Financial economics / Financial system / Business / Finance / Investment / Self-regulatory organizations / Financial regulation / Investment Industry Regulatory Organization of Canada

Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact:

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Source URL: www.iiroc.ca

Language: English - Date: 2014-10-29 14:36:04
227Investment Industry Regulatory Organization of Canada / Business / Securities / Self-regulatory organizations / Financial regulation

Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Warren Funt

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Source URL: www.iiroc.ca

Language: English - Date: 2014-10-08 14:56:04
228Investment Industry Regulatory Organization of Canada / Business / Securities / Self-regulatory organizations / Financial regulation

CORRECTED - September 24, 2014 Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact:

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Source URL: www.iiroc.ca

Language: English - Date: 2014-09-24 09:36:05
229Securities / Financial economics / Financial system / Business / Self-regulatory organizations / Financial regulation / Investment Industry Regulatory Organization of Canada

Enforcement Notice Decision Please distribute internally to: Legal and Compliance

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Source URL: www.iiroc.ca

Language: English - Date: 2014-10-16 16:31:04
230Securities / Financial economics / Financial system / Business / Self-regulatory organizations / Financial regulation / Investment Industry Regulatory Organization of Canada

Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Elsa Renzella

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Source URL: www.iiroc.ca

Language: English - Date: 2014-10-16 15:06:35
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